Jobs
Jobs
Associate
Summary
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Advise U.S. and foreign private issuers, sponsors, and underwriters on capital-raising transactions, including registered public offerings and private placements.
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Draft registration statements, prospectuses, listing applications, and related investor disclosures, ensuring compliance with SEC regulations.
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Monitor IPO and exchange-listing workstreams from organizational meeting through pricing and closing, including SEC registration, FINRA Public Offering System filings, NYSE and Nasdaq listing applications, DTC eligibility, and post-effective compliance matters.
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Coordinate legal, business, and accounting due diligence with management, auditors, and underwriting syndicates; prepare 10b-5 and Exchange Act compliance memoranda supporting disclosure and negative assurance letters.
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Respond to SEC comment letters; prepare confidential submissions and public filings; and interface with exchange staff, the FINRA, and applicable foreign regulators on cross-border transactions.
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Structure equity and debt offerings, including pricing mechanics, lock-up scope and carve-outs, indenture covenant packages, registration rights, and tax-driven structuring considerations.
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Negotiate and draft underwriting agreements, purchase agreements, indentures, registration rights agreements, equity distribution agreements, etc.
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Advise boards, special committees, and management on post-listing compliance, corporate governance standards, shareholder approval requirements, proxy disclosure, etc.
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Support newly public issuers on periodic reporting, Regulation FD policies, insider trading and window-period programs, and ongoing capital markets execution following IPO.
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Guide issuers, directors, and officers through securities litigation, regulatory investigations, and internal investigations into disclosure, trading, or accounting matters.
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Advise on general corporate and commercial matters of clients, including entity formation and restructuring, board and committee governance, equity incentive plans, strategic investments, and other day-to-day business matters.
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Represent issuers, directors, and officers in securities litigation in federal and New York state courts, including class actions, derivative suits, and related shareholder disputes.
Experience Requirements
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Must have J.D. or a LL.M. degree.
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Must have New York State Bar Admission.
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Knowledge in Commercial Law, Corporate Law and Legal Process is required.
Please email your resume to sanny.choi@cfnllc.us or mail to CFN Lawyers LLC, 301 Sovereign Ct, Ste 119D, Ballwin, MO 63011
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